Chief Compliance Officer
Zoey joined Siddhi in November 2022 and is responsible for overseeing the firm’s regulatory and compliance functions. Zoey has over 20 years of experience implementing and overseeing regulatory compliance programs for SEC registered investment advisers, including fund formation, fundraising, and a variety of other operational matters facing investment advisers. Before arriving at Siddhi, Zoey served as Chief Compliance Officer of Bertram Capital, a private equity firm targeting investments in lower middle market companies. Preceding Bertram, she was with Blum Capital, a long-term strategic equity investment management firm and Firsthand Capital, a mutual fund company. Zoey has also held paralegal positions in the venture capital and fund formation group of Cooley, LLP and with the investment management group of Paul Hastings, LLP. Zoey holds an NVQ in Business Administration from City & Guilds of London Institute, as well as the Investment Adviser Certified Compliance Professional (IACCP) designation (currently inactive).
words to live by
"Great minds do not think alike. They challenge each other to think again.”
– Adam Grant